18-20 June, 2003, Budapest, Hungary OSSKI Center (Törley Palace)


with Exhibition and Pre-Session on Thermal Energy in Hungarian
"THERMO-BRIDGE"
between East and West for technology transfer and information exchange



Scientific Society of Measurement, Automation and Informatics (MATE)
Branch of Thermal Engineering and Thermogrammetry (TE and TGM)

Méréstechnikai, Automatizálási és Informatikai Tudományos Egyesület
Hőtechnikai és Termogrammetriai (HT és TGM) Szakosztály

MATE Secretariat: H-1372 Budapest, POB. 451.,Hungary

House of Technology, Budapest V.,Kossuth Lajos tér 6-8.III.318.
Phone: +361-332-9571, Fax:+361-353-1406
E-mail:
mate@mtesz.hu  benko@energia.bme.hu

Infrared radiation/ Hősugárzás

48/4 Theoretical and experimental analysis of a photothermal modulation technique for application to moving samples
C. Gruss, R.Huttner**, B.K. Bein*
IEE SA, Echternach, Luxembourg; *Inst. for Experimental Physics IIIUniv., Bochum, Germany;
** Whirpool, Technology Center, Schondorf, Germany., Ruhr
S7IR06
 
1. Introduction

Photothermal IR-Radiometry relies on the principle of radiation heating and detection of the resulting changes of the IR emission of the heated sample. Depending on the temporal form of excitation, there are two different methods: the first method relies on pulsed laser heating and the second one on modulated laser excitation, with the IR signal analysed by a Lock-in amplifier. The first method, the pulse technique [1], is an extremely fast measurement, with the disadvantage, however, of a low signal-to-noise ratio and the necessity of using high energy deposition rates on the sample surface, which may easily invoke surface damages. The "modulation technique", the so-called thermal wave technique [2,3], on the other hand, has the advantage of a good signal-to-noise ratio because of the use of the Lock-in amplifier technique, but the measurement time is very long and limits the application in industry. In many applications in industrial environment, the materials are low absorbing, resulting only small temperature rises and only small additional radiation signals, which contributes to privilege the modulation method.
In most on-line applications in industry, e.g. on a production line, measurements have to be done on moving samples. Busse et al. have described thermal wave experiments on a rotating disk in the laboratory [4], whereby the measured signals have been interpreted only qualitatively. An attempt of quantitative analysis has been published by Netzelmann [5], presenting theoretical evaluations of thermal wave propagation on a moving slab with point-like excitation. The case of a Gaussian heating spot was done numerically, without any explanation of his model.
Here we present a theoretical description of the signal generation process, which takes into account the effects of both the velocity of the moving sample and the Gaussian form of the excitation beam on the sample surface temperature. In addition, the new model includes the notion of the space-modulation of heating, which has to be compared with the time-modulation, generally generated by a chopper, and if the both frequency are equal we have what we call a "Thermal Resonance Effect", i.e. the amplitude increases with the frequency at fixed velocity or it increases with the velocity at fixed amplitude.
Subsequently in Sect. 2 the theory for the case of moving and modulated excitation of an absorbing semi-infinite solid is presented. In Sect. 3 experimental results measured on a moving fabric in an industrial process are shown and compared with theoretical calculations. Finally in Sect. 4 possible improvements of both the theoretical interpretation and the measurement technique are discussed.

2. Theoretical study

The principle of photothermal IR radiometry consists of measuring the IR emission of a radiation-heated sample. Considering only small temperature variations of an opaque sample, one can assume that the IR emission is proportional to the surface temperature variation In the case of modulated excitation at the modulation frequency the induced temperature amplitude varies at the same frequency however with a phase shift . In order to determine the temperature variations, the heat diffusion equation

has to be solved with the thermal diffusivity, the mass density, c the specific heat capacity, and the absorbed power. The mathematical solution is based on the theory developed for the Flying Spot method, respectively for the Photothermal camera [6,7,8] which can be used to characterize thin films and to localize vertical surface cracks with the help of moving laser beam excitation and IR detection. A recent state of art of this technique is given in ref [8].
The geometry of the problem is presented in Figure 1: The excitation source is given by a modulated laser beam of radius R. The sample is assumed to move during the measurement at a constant velocity V. An IR detector is focused on the sample at a distance from the centre of the laser spot. The coordinate system (X, Y, Z) is related to the exciting laser beam, and the coordinate system (x, y, z) is a coordinate system related to the sample. An isotropic and homogeneous sample with thermal properties independent of the temperature is assumed here, with negligible heat losses at its surface. To solve equation (1) we first consider a heating power
described by a delta function, i.e. we look for the Green's function of the system given for the infinite solid [9, p. 353] by

with t > t' and referring to the excitation source and (x, y, z, t) the measurement position. The final solution is then the convolution between the Green's function and the actual heat source distribution [8, 10].
In contrast to the case of a cw laser moving with constant velocity [11, 12], we now consider a modulated laser spot moving along the x axis.
Assuming that at t =0 the laser is centred at the origin of the sample reference coordinates, the power distribution at a time t is given by:

where is the laser beam power , the sample's absorptivity, the Dirac function, the pulsation (i.e. the modulation frequency multiplied by 2 ) and a phase shift, which can be chosen to be zero.
We now solve the problem for a semi-infinite solid located in the half space z > 0, with negligible heat losses at the surface. The initial temperature is taken as reference. In this case, the Green's function is determined by the method of images,

i.e. as a symmetric distribution of the source with respect to the surface z = 0. To remove the time dependence we use the co-ordinate system
X, Y, Z related to the laser beam and consider the condition

with X= x-Vt, Y = y, and Z = z. The solution for z = 0 is given by

with k the thermal conductivity and where the dimensionless temperature T*V* is given by


In equation (6) and (7) the quantity

is the dimensionless Fourier number, V* = RV/ is a reduced velocity, the reduced pulsation, and X* = X/R and Y* = Y/R are the dimensionless normalized coordinates.
The amplitude and phase of expression (7) have been calculated using Simpson's numerical integration. The two main parameters are the reduced velocity V* and the reduced pulsation . In order to demonstrate the type of possible solutions, we here only present the results for a zero offset between the detection spot and the centre of the excitation beam, i.e. X*=Y*=0.
Figure 2 shows the amplitude and phase of expression (7) as a function of the reduced pulsation for several reduced velocities in a double-logarithmic scale. For low frequencies, the amplitude does not vary with the frequency, instead in this frequency range it is the velocity which imposes the value of the amplitude. At high frequencies, on the other hand, the amplitude mainly depends on , i.e. the amplitude decreases with the inverse of the square root of the frequency. There is also an intermediate range, approximately limited by V* < < 10 V*, where the behaviour of the amplitude is more complex. Thus, it is interesting to see that - for example before reaching the asymptotic behaviour of the amplitude with the slope of -1/2 in double-logarithmic representation - the amplitude slightly increases.
The phase converges to zero for low frequencies and to -45° for high frequencies, which is the phase shift characteristic for one-dimensional heat propagation in a semi-infinite solid. In this domain, there is no influence of the velocity on the thermal signal. Thus we can say that for > 10 V* the velocity of the sample V* with respect to the laser beam has no effect on the temperature. This means, for

term V/2R in (9), which has the dimension of a frequency, is the inverse of the characteristic excitation time of the laser beam at a given position of the sample and can be called the space frequency Thus if f is much larger than    there is no effect of the velocity, and in the opposite case, if is much smaller than it is the velocity which determines both the amplitude and the phase of the temperature.
Figure 3 shows the amplitude and the phase of expression (7), calculated as function of the sample velocity for several values of the reduced pulsation. For the amplitude, similar to Figure 2, there are three regions to be distinguished: (i) First for low velocities, where the amplitude is constant and only varies as function of the frequency. (ii) Secondly for high velocities, where the amplitude is only velocity-dependent and decreases with the inverse of the square root of the velocity (compare ref. [7]). In this case, the amplitude behaves in a similar way as in modulated excitation, however, at the space frequency (iii) In the intermediate region, a relative maximum of the amplitude is observed, which can be considered as a resonance between the time-modulated and the space modulated excitation,

The maximum of the phase sensibility is also achieved for this resonance condition,
whereas the phase converge to zero for high velocities and to -45° for low velocities.

3. Experimental results

The experimental set-up, which is shown in Figure4, has been used for measurements on moving sample of fabrics: Instead of a laser, a 100 Watt mercury high pressure lamp has herre been used for the excitation of thermal waves. The light of the lamp has been focused on a chopper and subsequently on the sample. The spot has got a diameter of about 2.8 mm. The chopper frequency has been varied in a wide range, between 5 Hz and 20 kHz. A water filter placed between the lamp and the first lens has mainly been used to prevent infrared radiation of the lamp from falling directly on the sample and being reflected on the detector. Additionally, the overheating of the further optical components and of the sample was avoided by the water filter.
The infrared radiation emitted by the sample has been detected with the help of a HgCdTe detector using infrared lenses with high transmittance in the far infrared. The infrared optics has been focused in such a way that heating spot and detection spot coincided. The device comprising the excitation and detection of thermal waves was implanted in a drying machine for fabrics, where the velocity of the fabric could be varied. Details of the complete measurement process are described in ref. [13].
Figure 5 shows the amplitude measured for different velocities from 0 to 6 m/min at the frequencies of 5.3, 10, 30 and 175 Hz. For a single frequency, data have been recorded continuously, with the sample velocity changing in steps after certain time intervals, approximately 100s, during the process. Theses measurements are compared with the theoretical interpretation using a thermal diffusivity of 0.085
10-6 m2/s  and an optical absorption coefficient of 4000 m-1 [13]. The results show a maximum of the photothermal signal, shifting to higher velocities with increasing modulation frequencies. Good agreement between the theoretical curves and the measurements has been found. The maximum, which occurs at low velocities for low frequencies can clearly be identified, both in the theoretical data and in the measurements. It shifts to higher velocities with increasing frequency. Furthermore the decreasing signal amplitude with increasing frequency is in agreement with the theory, with the curves going down towards zero in the high-frequency limit.
The exact positions of the maxima for the curves at 5.3 and 30 Hz are not perfectly identical for theory and experiment. This can be explained by a relatively high uncertainty of the sample velocity,determined by measuring the time of markers on the fabric moving between two points. Errors of about 5%, 3.1% and 2.7% have been found for velocities of v = 1, 3 and 5 m/min respectively. Within this range of errors the positions of the maxima in theory and experiment are nearly in agreement. The difference of signal level between experiment and theory increases with the modulation frequency, whereby the measured amplitude is smaller than the calculated one. This is certainly due to the fact that the detector measures over a larger spot and not at a single point. Thus with increasing frequency, the lateral expansion of the thermal wave is getting smaller, contributing to a decreased signal measured by the IR detector.
The photothermal phases are presented in Figure 6 for the same measurement. As the electronic signal processing contributes to a phase offset, the absolute phase values have been corrected so that the phase for V = 0 was -45 deg. The theoretical curves fit very well the experimental data, taking into account experimental errors, assumed to be in the range of 5% for the measured phases. The curve obtained with a modulation frequency of 5.3 Hz shows larger deviations, although the general behaviour is correct. Here the difference between theory and experiment may be explained by the fact that the penetration depths of the thermal wave tend to be in the range of the sample thickness, respectively in the range of the thickness of the fibers of the fabrics, which are one order of magnitude smaller than the sample thickness.

4.Conclusions

Measurements on fabrics moving in an industrial drying process have successfully been interpreted using a theory appropriate for a moving modulated heating spot, respectively moving samples. Rather good agreement between theoretical curves and measurements has been found both for the photothermal amplitudes and the phases. For a heating spot of finite diameter it has been found, that the amplitudes do not get their maximum values at a sample velocity of zero. Instead, they increase with increasing sample velocity and reach a maximum, when the space frequency corresponds to the modulation frequency. This is important for the thermal characterisation of thin layers: for modulation frequency below the space frequency, it is the velocity which determines the thermal penetration depth. Thus, for depth resolved thermal waves inspections, the space frequency is the limiting factor, and this means that with increasing sample velocity the diameter of the heating spot has to be increased, in order to guarantee the same depth penetration.
Further improvements of the theory should be possible, taking into account the effective optical penetration depth of the sample, its finite thickness, and the detector convolution effects.

Figure 1: Geometry of the theoretical problem to be solved.

(a)
(b)

Figure 2: Photothermal amplitudes (a) and phases (b) calculated as function
of the reduced pulsation for different normalised velocities.

(a)
(b)

Figure 3: Photothermal amplitudes (a) and phases (b) calculated as function
of the reduced sample velocity for different values of the reduced pulsation

Figure 4: Schematic of a photothermal measurement system for moving samples

Figure 5: Photothermal amplitudes as function of the sample velocity V. Solid
lines represent calculated curves, the symbols represent measured data.

Figure 6: Photothermal phases as function of the sample velocity V
(same measurements data as from Figure 5).

References

[1] Parker W.J., Jenkins R.J., Buttler G.P. and G.L. Abbott, Flash method of determining thermal diffusivity, heat capacity and thermal conductivity, J. Appl. Phys. 32 (1961), 1679-1684.
[2] Nordal P.E. and Kanstad O., Photothermal Radiometry, Physica Scripta 20 (1979), 659-662.
[3] Santos R., Miranda L.C.M., Theory of the photothermal radiometry with solids, J. Appl. Phys. 52 (1981) 4194-4198.
[4] Busse G., Thermal-wave experiments on moving samples, Can. J. Phys. 64 (1986).
[5] Netzelmann U., Analysis of thermal wave propagation in coatings on moving objects, Prog. Nat. Sci. Suppl. 6 (1996), 235-238.
[6] Kubiak E.J., Infrared detection of fatigue cracks and other near-surface defects, Appl. Optics 7 (1968), 1743.
[7] Gruss C., Photothermal camera : theoretical study and realization of an active infrared camera with laser excitation, PhD thesis, Memoire n° 669, Faculty of Theoretical and Applied Science, University of Poitiers, France 1992.
[8] J.C. Krapez, C. Gruss, R. Huttner, F. Lepoutre and L. Legrandjacques, "La camera photothermique: Partie I: Principe, modelisation, application à la détection de fissures", Instrumentation Mesure Métrologie, Vol. 1, 9-39, Hermes Sciences Publications, Paris, 2001.
[9] Carslaw H.S. and Jaeger J.C., Conduction of Heat in Solids, Oxford University Press, 1959.
[10] C. Gruss, Building of a photothermal apparatus using thermal waves for the determination of layer thickness in industrial environment, Grant report for Stiftung Industrieforschung, Köln, Germany, August 1998.
[11] Bartholomeuz B.J., Laser induced surface heating, J. Appl. Phys. 73 (1992), 66-72.
[12] Cline H.E. and Anthony T.R., Heat Treating and Melting Material with a Scanning Laser or Electron-beam, J. Appl. Phys. 48 (1977), 3895-3900.
[13] Hüttner R., Die Anwendung photothermischer Meßmethoden zur Untersuchung von Feuchte in textilen Materialien, PhD thesis, Faculty for Physics and Astronomy, Ruhr-University Bochum, Germany, 1996, printed by Gawl, ISBN 3-931333-02-7.

 

 

 

Contact details: Dr. Christian Gruss
Von Der Heydenstrasse
D-54668 Prümzunhay
Germany
Tel.:49(0) 6523933811
E-mail: Christian.gruss@iee.lu

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